Yuki Kwai Chun Lau
劉桂珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuki Kwai Chun Lau (劉桂珍), a licensed former licensee with CE reference ALR072. This person has 0.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-12 | 2006-05-04 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-12 | 2006-05-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2005-06-10 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-01 | 2005-06-10 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuki Kwai Chun Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.