John Kwok Kwong Woo
胡國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kwok Kwong Woo (胡國光), CE reference ACS669. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-23 | 2014-06-13 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2012-05-23 | 2014-06-13 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2009-04-30 | 2010-05-31 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2006-07-31 | 2007-09-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-07-31 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-03 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-03-03 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-14 | 2006-03-03 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-12 | 2005-11-30 |