John Kwok Kwong Woo
胡國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kwok Kwong Woo (胡國光), a licensed former licensee with CE reference ACS669. This person has 5.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-23 | 2014-06-13 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 - Advising on securities | 2012-05-23 | 2014-06-13 |
| Aviva Portfolio Investment Services Limited |
RO | Type 1 - Dealing in securities | 2009-04-30 | 2010-05-31 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-07-31 | 2007-09-01 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-07-31 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-03 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-03-03 | 2007-09-01 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-14 | 2006-03-03 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-04-12 | 2005-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Kwok Kwong Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.