Pui Kei Wong
王珮琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kei Wong (王珮琪), a licensed former licensee with CE reference AGC129. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2022-07-20 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-06 | 2022-07-20 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-20 | 2009-12-07 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-20 | 2008-01-18 |