Hong Ning Sum
沈康寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Ning Sum (沈康寧), a licensed former licensee with CE reference AJJ807. This person has 14.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Management Limited | Rep | Type 4 - Advising on securities | 2007-06-07 | 2020-05-05 |
| Nexus Investment Management Limited | Rep | Type 9 - Asset management | 2007-06-07 | 2020-05-05 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-14 | 2007-04-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-14 | 2007-04-20 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-08-14 | 2007-04-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-08-14 | 2007-04-20 |
| Nexus Investment Management Limited | Rep | Type 4 - Advising on securities | 2005-12-22 | 2006-07-22 |
| Nexus Investment Management Limited | Rep | Type 9 - Asset management | 2005-12-22 | 2006-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Ning Sum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.