Shuk Yee Kwan
關淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yee Kwan (關淑儀), a licensed former licensee with CE reference AOS686. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-20 | 2022-06-13 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-29 | 2007-10-07 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-29 | 2007-10-07 |