Wai Ho Yiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Yiu (姚偉浩), a licensed Responsible Officer with CE reference APR883. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.5 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2024-09-17 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-06-04 | present |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-06-04 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-10-29 | 2020-06-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-10-29 | 2020-06-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-10-29 | 2016-01-22 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-14 | 2014-10-11 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2011-11-14 | 2014-10-11 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-14 | 2014-10-11 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2011-11-14 | 2014-10-11 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-11-14 | 2014-10-11 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2011-11-14 | 2014-10-11 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-10-27 | 2011-10-21 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2009-10-27 | 2011-10-21 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-10-08 | 2009-08-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-10-08 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ho Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.