Joseph Robert Elegante
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Robert Elegante ( ), a licensed former licensee with CE reference BGX042. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-03-14 | 2025-03-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-03-14 | 2025-03-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-01-29 | 2024-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-08-11 | 2023-08-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-08-11 | 2023-08-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-08-01 | 2020-02-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-08-01 | 2020-02-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-08-01 | 2020-02-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-01-20 | 2017-02-01 |