Adolfo Oliete Galiano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adolfo Oliete Galiano ( ), a licensed former licensee with CE reference BFO427. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-08-09 | 2024-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-08-09 | 2024-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-09 | 2024-12-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-12-05 | 2022-08-09 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-12-05 | 2022-08-09 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2019-12-05 | 2022-08-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-06-08 | 2019-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-06-08 | 2019-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-06-08 | 2019-12-05 |