Calvin Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Kim ( ), a licensed former licensee with CE reference BEG037. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-10-06 | 2025-09-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-10-06 | 2025-09-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-10-06 | 2025-09-04 |