North Rock Capital Management (HK) Limited

CE No. BSU164 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for North Rock Capital Management (HK) Limited, a Hong Kong-based licensed corporation with CE reference BSU164. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 9 - Asset management. Current licensed staff on file: 21 (total recorded over time: 43). Earliest licence on file: 2023-01-18.
Category:: Buyside · Hedge fund ?
Registered address:: 28/F, LHT Tower, 31 Queen's Road Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2023-07-20	present
Type 2 - Dealing in futures contracts	2024-11-01	present
Type 9 - Asset management	2023-01-18	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (43)

Active on date RO only

Name	Activities	First licensed	To
Ka Shing Chan 陳嘉誠	RO 1, 9 Rep 9	2023-02	Present
Simon Sze Yuen Chow 周思遠	RO 1, 2, 9	2023-01	Present
Dong Kyeon Kim	RO 2	2026-03	Present
Nilesh Banerjee	Rep 9	2023-11	Present
Yu Fan 樊宇	Rep 9	2026-04	Present
Yitong Gao 高溢彤	Rep 9	2025-06	Present
Bitao He 和璧淘	Rep 1, 9	2025-07	Present
Minghao Jiang	Rep 9	2025-07	Present
Vinit Kumar Joshi	Rep 9	2025-05	Present
Yeon Soo Kim	Rep 9	2025-09	Present
Alen Chi Wang Lai 黎智弘	Rep 1, 9	2024-03	Present
Mei Lam Nicole Lee 李美霖	Rep 1, 2, 9	2023-08	Present
Tong Fai Leung 梁鏜煇	Rep 1, 2, 9	2026-02	Present
Weisheng Vincent Lim 林威盛	Rep 9	2025-03	Present
Jia Liu 劉佳	Rep 9	2023-11	Present
Xinyu Liu 劉欣玉	Rep 9	2025-12	Present
Hu Shen 沈乎	Rep 9	2025-07	Present
Michael Joseph Vasko	Rep 1, 9	2024-06	Present
Hsuan Yun Wang 王宣勻	Rep 1, 9	2025-11	Present
Yijia Zhang 張藝佳	Rep 9	2026-03	Present
Zeyu Zheng 鄭澤宇	Rep 9	2025-11	Present
Ming Xie 謝明	Rep 9	2026-01	2026-08
Yiqing Zhu 朱一青	Rep 9	2025-06	2026-06
Yuhao Yang 楊宇豪	Rep 9	2023-11	2026-05
Ling Wu 巫羚	Rep 9	2024-06	2026-05
Shuang Liang 梁爽	Rep 9	2025-04	2026-04
Tingting Si 司婷婷	Rep 9	2024-01	2026-04
Shengshen Nie 聶晟申	Rep 9	2024-10	2026-03
Zhengyi Wei 衛正逸	Rep 9	2024-03	2026-03
Edward Henry Grissell	RO 2 Rep 1, 9	2023-02	2026-03
Daniel da Lian	Rep 9	2023-10	2026-02
Taewoo Lee	Rep 9	2023-10	2025-08
Andrew Francis Caldwell	Rep 1, 9	2024-01	2025-07
Yu Wo Wong 王宇和	Rep 1, 9	2024-08	2025-06
Chi Shing Wah 華智誠	Rep 9	2024-04	2025-05
Jiayu Zhang 張伽宇	Rep 9	2024-10	2025-05
Ken Miyahara	Rep 9	2024-03	2025-05
Tsumugi Akiba	Rep 9	2023-07	2025-05
Junghun Kim	Rep 9	2023-05	2025-01
Yan Yan 閻彥	Rep 9	2023-12	2024-11
Abhishek Rathi	Rep 9	2023-12	2024-11
Oscar Hoyin Wan 溫浩然	RO 1, 9	2023-01	2024-05
Jin Hyun Kim	Rep 9	2023-02	2024-04