Yan Yan
閻彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yan (閻彥), a licensed former licensee with CE reference AVH519. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-12-06 | 2024-11-11 |
| Optimas Capital Limited 中庸資本有限公司 |
Rep | Type 9 — Asset management | 2020-07-16 | 2023-10-31 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2018-10-25 | 2020-06-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-06-21 | 2018-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2012-06-21 | 2018-06-30 |