Rockpool Capital Limited

摩石資本有限公司

CE No. BMI329 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rockpool Capital Limited (摩石資本有限公司), a Hong Kong-based licensed corporation with CE reference BMI329. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 10 (total recorded over time: 45). Earliest licence on file: 2018-07-09.
Category:: Buyside · Wealth management
Registered address:: 6/F, Hip Shing Hong Centre, 55 Des Veoux Road Central, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2018-07-09	present
Type 4 - Advising on securities	2018-07-09	present
Type 9 - Asset management	2018-07-09	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (45)

Active on date RO only

Name	Activities	First licensed	To
Nicholas Wing Kwong Chan 陳永江	RO 1, 4, 9 Rep 1, 4, 9	2023-09	Present
Maurice Win-Chong Koo 顧永祥	RO 1, 4, 9	2018-07	Present
Benjamin Malcolm Wong 黃務騰	RO 1, 4, 9 Rep 1, 4	2018-07	Present
Soon Yene Chan 陳順賢	Rep 1, 4, 9	2024-11	Present
Sheila Sho Nan Chow 周舒楠	Rep 1, 4, 9	2018-08	Present
Corey Junzo Hamabata	Rep 1, 4, 9	2022-01	Present
Jia Huang 黃佳	Rep 1, 4, 9	2025-09	Present
Man Ka Ip 葉文嘉	Rep 1, 4, 9	2025-06	Present
Boon Yew Lim 林文耀	Rep 1, 4, 9	2022-12	Present
Pengcheng Wan 万鹏程	Rep 1, 4, 9	2023-06	Present
Yung Pan Andrew Mak 麥融斌	RO 1, 4, 9 Rep 1, 4, 9	2018-08	2026-07
Matthew Kyle Aman 沈耀星	Rep 1, 4, 9	2023-04	2025-09
Yuhan Hu 胡鈺晗	Rep 1, 4, 9	2024-03	2025-04
Jing Zhang 張靖	Rep 1, 4, 9	2024-06	2025-01
Ying Yang 楊穎	Rep 1, 4, 9	2024-06	2024-07
Jia Jhen Liang 梁家榛	Rep 1, 4, 9	2022-10	2024-04
Jenny Cheung	Rep 1, 4, 9	2021-11	2024-03
Andrew Edward Chun-Hong Chow 周鎮康	Rep 1, 4, 9	2021-11	2024-02
Ziyuan Tang 唐子原	Rep 1, 4, 9	2023-10	2024-02
Pei Shan Gayl Lim 林珮珊	Rep 1, 4, 9	2022-10	2024-02
King Yue Joseph Mok 莫景喻	Rep 1, 4, 9	2022-05	2024-02
Michael Chia Hung Tung 董家宏	RO 1, 4, 9 Rep 1, 4, 9	2020-09	2024-01
Yuk Fai Kwan 關旭煇	Rep 1, 4, 9	2019-10	2024-01
Sunming Lin 林孫明	RO 1, 4, 9 Rep 1, 4, 9	2018-07	2024-01
Jie Ying Low 劉洁穎	Rep 1, 4, 9	2022-04	2023-12
Chung Kay Joyce Wong 黃頌棋	Rep 1, 4, 9	2022-07	2023-12
Benjamin Pai-Cheng Wang 王百成	Rep 1, 4, 9	2022-03	2023-11
Ruqi Lin 林汝琪	Rep 1, 4, 9	2023-07	2023-11
Justin Sai Yip Ng 吳世業	Rep 1, 4, 9	2022-04	2023-10
John Joseph Chan 陳日強	Rep 1, 4, 9	2022-12	2023-09
Shih Min Tan 陳世民	Rep 1, 4, 9	2022-06	2023-05
Sin Yan Kristy Wat 屈倩茵	Rep 1, 4, 9	2022-10	2023-02
Hetti Ho-Mun Cheung 張浩汶	Rep 1, 4, 9	2022-05	2022-11
Wilson Er 余偉勝	Rep 1, 4, 9	2019-03	2022-11
Chang Liu	Rep 1, 4, 9	2022-09	2022-10
Kin To Christopher Chan 陳建圖	Rep 1, 4, 9	2019-12	2022-06
Jason Kristianto 林孔偉	Rep 1, 4, 9	2021-07	2022-06
Joyce Ka Yee Cheung 張嘉儀	Rep 1, 4, 9	2021-03	2022-05
Wai Yin Hau 侯煒然	Rep 1, 4, 9	2021-08	2021-10
Ying Ting Wong 黃纓婷	Rep 1, 4, 9	2020-07	2021-09
Grace Fan Ying Wong 黄棻熒	Rep 1, 4, 9	2021-03	2021-07
Alvin Hon Ming Nie 倪漢銘	Rep 1, 4	2020-08	2021-03
Daniel Ting Yao Yu 余庭耀	RO 1, 4 Rep 1, 4, 9	2018-08	2021-02
Na Liu 劉鈉	Rep 1, 4, 9	2019-01	2020-05
Yan Long Ivan Wong 黃恩朗	Rep 1, 4, 9	2018-08	2020-05