Shih Min Tan
陳世民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih Min Tan (陳世民), a licensed former licensee with CE reference BDF564. This person has 8.1 years of SFC licence history. Total licence records on file: 13.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-02 | 2023-05-05 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-02 | 2023-05-05 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2022-06-02 | 2023-05-05 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-18 | 2022-01-16 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-18 | 2022-01-16 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-31 | 2021-02-18 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-31 | 2021-02-18 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 9 - Asset management | 2019-07-31 | 2022-01-16 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 - Asset management | 2018-05-28 | 2019-07-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-20 | 2019-07-31 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-23 | 2018-03-27 |
| Asiya Investments Hong Kong Limited | Rep | Type 4 - Advising on securities | 2014-05-13 | 2017-04-28 |
| Asiya Investments Hong Kong Limited | Rep | Type 9 - Asset management | 2014-05-13 | 2017-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shih Min Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.