Daniel Ting Yao Yu
余庭耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ting Yao Yu (余庭耀), a licensed former licensee with CE reference BMX868. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-06 | 2021-02-16 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-06 | 2021-02-16 |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-04 | 2021-01-06 |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-04 | 2021-01-06 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-20 | 2019-01-04 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-20 | 2019-01-04 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2018-08-20 | 2021-02-16 |