Ying Yang
楊穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Yang (楊穎), a licensed former licensee with CE reference BRW391. This person has 0.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-07 | 2024-07-26 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-07 | 2024-07-26 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2024-06-07 | 2024-07-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-16 | 2022-05-20 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.