Michael Chia Hung Tung
董家宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chia Hung Tung (董家宏), a licensed former licensee with CE reference AOV770. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-11 | 2024-01-17 |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 4 — Advising on securities | 2021-10-11 | 2024-01-17 |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 9 — Asset management | 2021-10-11 | 2024-01-17 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-30 | 2021-10-11 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-30 | 2021-10-11 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2020-09-30 | 2021-10-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-02 | 2010-06-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-02 | 2010-06-10 |