Wilson Er
余偉勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Er (余偉勝), a licensed former licensee with CE reference APK732. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-29 | 2022-11-01 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-29 | 2022-11-01 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2019-03-29 | 2022-11-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2011-02-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2010-03-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2007-08-16 | 2010-07-12 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-16 | 2010-03-15 |