Joyce Ka Yee Cheung
張嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Ka Yee Cheung (張嘉儀), a licensed former licensee with CE reference ANW539. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-15 | 2022-05-13 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-15 | 2022-05-13 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2021-03-15 | 2022-05-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-11 | 2013-05-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2009-08-06 | 2013-05-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-30 | 2009-07-17 |