Sin Yan Kristy Wat
屈倩茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yan Kristy Wat (屈倩茵), a licensed former licensee with CE reference BTA370. This person has 0.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-10 | 2023-02-03 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-10 | 2023-02-03 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2022-10-10 | 2023-02-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Yan Kristy Wat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.