Sin Yan Kristy Wat
屈倩茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yan Kristy Wat (屈倩茵), a licensed former licensee with CE reference BTA370. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-10 | 2023-02-03 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-10 | 2023-02-03 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-10 | 2023-02-03 |