IAM Legacy Limited

星安傳承有限公司
CE No. AOV762 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for IAM Legacy Limited (星安傳承有限公司), a Hong Kong-based licensed corporation with CE reference AOV762. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 92). Earliest licence on file: 2007-08-21.

Category:
Buyside · Wealth management
Registered address:
Units 1004-8, 10/F, Dah Sing Financial Centre, 248 Queen's Road East, Wan Chai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2007-08-21 present
Type 9 - Asset management 2007-08-21 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (92)

Active on date
Name Activities First licensed To
Jessica Ching Man Fong 方靜雯 RO 9 Rep 4, 9 2009-07 Present
Norman Kai Keung Li 李繼強 RO 4, 9 2007-08 Present
Geoffrey Lork Heng Wong 王諾衡 RO 4 Rep 4, 9 2009-03 Present
Wai Keung Yeung 楊偉強 RO 4, 9 2009-03 Present
Ping Kuen Cheng 鄭炳權 Rep 4, 9 2014-02 Present
Mei Kit Leung 梁美潔 Rep 4, 9 2026-04 Present
An Ming Lin 林安明 Rep 4, 9 2017-02 Present
Yuen Ling Liu 廖婉玲 Rep 4, 9 2011-06 Present
Kit Man Mo 武杰文 Rep 4, 9 2026-02 Present
Kevin Yi-Chih Tong Rep 4, 9 2013-05 Present
Eric Pui Yung Tsung 叢培勇 Rep 4, 9 2011-06 Present
Kin Hung Adam Tsung 叢阡雄 Rep 4 2011-06 Present
Allan Chi San Wong 黃志山 Rep 4, 9 2018-10 Present
Woon Cheung Wong 黃煥章 Rep 4, 9 2009-03 Present
Yi Yang 楊溢 Rep 4, 9 2022-11 2024-09
Chun Kong Chan 陳振剛 Rep 4, 9 2022-10 2024-01
Tsz Yin Chan 陳梓賢 Rep 4, 9 2021-06 2022-06
Ting Chung Lee 李霆仲 Rep 4 2017-10 2021-05
Chun Ho Ng 吳晉豪 Rep 4, 9 2021-01 2021-05
Man Ho Yuen 阮文晧 Rep 4 2018-04 2021-05
Chor Kin Choi 蔡楚堅 Rep 4, 9 2017-08 2021-04
Lok Man Chan 陳樂文 Rep 4 2018-09 2020-12
Oceane Chen 陳菁慧 Rep 4, 9 2017-02 2019-01
Cheung Chi Law 羅昌志 Rep 4 2009-03 2019-01
Margaret Oi Yee Ho 何藹儀 Rep 4 2016-05 2016-07
Chun Pong Lee 李鎮邦 Rep 4, 9 2009-03 2016-01
Gary Hung 洪基立 RO 4, 9 2014-10 2015-04
William Ho Leung Lee 李浩良 RO 4, 9 2014-10 2015-02
Enzio Graf von Pfeil Rep 4 2013-05 2014-08
John Kin Fun Chu 朱建勳 Rep 4 2013-09 2014-05
Yi Hou 后羿 Rep 4 2013-07 2014-03
Johnson Wai Hong Yu 余維康 Rep 4, 9 2012-09 2014-03
Chi Man Chak 翟志文 Rep 4, 9 2009-12 2013-10
Chang Ming Choy 蔡燦明 Rep 9 2013-03 2013-10
Luk Ting Kook 鞠祿婷 Rep 4, 9 2013-03 2013-09
Xiaofeng Liu 劉曉峰 RO 4 2010-07 2013-07
Geoffrey Chi Yuen Chan 陳子元 Rep 4 2009-03 2013-06
Pauline Pui Ling Loong 龍沛玲 Rep 4 2013-02 2013-06
Kin Ming Nip 聶健明 Rep 4, 9 2012-03 2013-01
Joan Siu Kwan Tang 鄧少君 Rep 4, 9 2012-12 2013-01
Alexander Leung 梁皓鈞 Rep 4 2009-03 2012-11
Chun Chan 陳駿 Rep 4 2011-06 2012-11
Cecilia Susan Lam 林詩靜 Rep 4 2012-03 2012-11
Chun Kuen Ken Tsui 徐振權 Rep 4 2009-03 2012-10
Ho Tat Wong 黃浩達 Rep 4 2009-08 2012-10
Man Wai Wong 黃文偉 Rep 4 2009-07 2012-10
Annie Yuk Chun Lee 李玉珍 Rep 4 2009-06 2012-09
Mei Yan Leung 梁美欣 Rep 4 2009-03 2012-09
Tak Ming Yan 甄德明 Rep 4 2010-06 2012-09
Chi Hang Chan 陳志恆 Rep 4 2009-08 2012-07
Kin Yip Cheung 張建業 Rep 4 2010-12 2012-07
Wai Man Lau 劉慧雯 Rep 4 2009-09 2012-07
Shu Kwan Lee 李澍堃 Rep 4 2009-06 2012-07
Wasabi Yun Yu Lee 李婉如 Rep 4 2009-04 2012-07
Tsz Yeung Ng 吳子揚 Rep 4 2009-03 2012-07
Shu Shum Leung 梁樹森 Rep 4 2009-06 2011-12
Eric Cheuk Fai Shek 石卓輝 Rep 4 2009-05 2011-12
Sau Yee Yuen 袁秀儀 Rep 4 2009-09 2011-12
Chi Kwan Coral Chau 周祉君 Rep 4 2010-06 2011-12
Benjamin Cheong Wah Kwan 關昌華 Rep 4 2009-08 2011-12
Yee Lai Lam 林綺麗 Rep 4 2009-05 2011-12
Hiu Fai Ma 馬曉暉 Rep 4 2009-10 2011-12
Man Kin Tsang 曾文健 Rep 4 2009-03 2011-12
Wai Ki Lam 林慧琪 Rep 4 2009-03 2011-12
Ho Keung Lam 林浩強 Rep 4 2009-03 2011-09
Yuk Sing Chow 周旭昇 RO 4, 9 2007-08 2011-08
Jeanny Wai Chi Chan 陳偉姿 Rep 4 2011-06 2011-07
Wing Tung Luk 陸永東 Rep 4 2011-06 2011-07
Peter John Rodrigues Rep 4, 9 2009-09 2011-06
Miu Kam Wong 王妙琴 Rep 4 2009-10 2011-06
Ling Por Lau 劉凌波 Rep 4 2010-06 2011-04
Ka Kei Lo 盧嘉麒 Rep 4 2010-02 2011-02
Ka Wai Chan 陳嘉偉 Rep 4 2009-08 2010-12
Kevin Hugh-Fung Law 羅曉楓 Rep 4 2009-08 2010-12
Chun Tai Cheng 鄭俊泰 Rep 4, 9 2009-03 2010-12
Shuk Yin Fung 馮淑賢 Rep 4 2009-03 2010-11
Vivian Nga Yan Chan 陳雅茵 Rep 4 2009-03 2010-09
Fung Yee Chiu 趙鳳儀 Rep 4 2009-06 2010-07
Shi Keung Cheng 鄭仕強 Rep 4 2009-03 2010-06
Chuen Yung Ho 何傳勇 Rep 4 2009-03 2010-06
Tsz King Ling 凌子敬 Rep 4 2009-03 2010-06
Kam Hon Cheung 張錦漢 Rep 4 2009-03 2010-04
Ming Cheung Ng 伍銘璋 Rep 4, 9 2010-01 2010-02
Ka Yan Lau 劉嘉欣 Rep 4 2009-03 2010-01
Ka Pong Chan 陳嘉邦 RO 4, 9 2007-08 2010-01
Kwai Ling Ma 馬桂玲 Rep 4 2009-03 2010-01
Chi Kit Yuen 原志傑 Rep 4 2009-05 2009-09
Evan Sai Yiu Chow 周世耀 Rep 4 2009-05 2009-09
Wai Man Tam 譚慧雯 Rep 4 2009-05 2009-09
Mandy Lai Man Wong 黃麗敏 Rep 4 2009-03 2009-08
Jerry Pui 貝祖銘 Rep 4 2009-03 2009-05
Joyce Siu Ying Wong 黃少瑩 Rep 4, 9 2007-12 2008-11
Showing 1–92 of 92

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related