Peter John Rodrigues
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter John Rodrigues ( ), a licensed former licensee with CE reference ABY942. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-26 | 2025-02-11 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-26 | 2025-02-11 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-25 | 2011-06-27 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2009-09-25 | 2011-06-27 |