Peter John Rodrigues
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter John Rodrigues, a licensed former licensee with CE reference ABY942. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-26 | 2025-02-11 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-26 | 2025-02-11 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-25 | 2011-06-27 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 - Asset management | 2009-09-25 | 2011-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter John Rodrigues during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.