Evan Sai Yiu Chow
周世耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Evan Sai Yiu Chow (周世耀), a licensed former licensee with CE reference ALG423. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-14 | 2009-09-17 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-06 | 2009-03-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-06 | 2009-03-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-24 | 2005-11-28 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-09-24 | 2005-11-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-24 | 2005-11-28 |