Ling Por Lau
劉凌波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Por Lau (劉凌波), a licensed former licensee with CE reference AUX152. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-13 | 2011-10-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-13 | 2011-10-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-13 | 2011-10-25 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-17 | 2011-04-30 |