Chi Kwan Coral Chau
周祉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Coral Chau (周祉君), CE reference AMD041. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-17 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-17 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-26 | 2024-08-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-26 | 2024-08-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-07 | 2022-06-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2019-11-07 | 2022-06-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2019-11-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-18 | 2019-11-07 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-14 | 2015-04-14 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-14 | 2015-04-14 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-23 | 2011-12-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-08 | 2010-03-20 |