Chi Kwan Coral Chau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwan Coral Chau (周祉君), a licensed Representative with CE reference AMD041. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.0 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-17 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-17 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-26 | 2024-08-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-26 | 2024-08-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-07 | 2022-06-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 - Advising on securities | 2019-11-07 | 2022-06-27 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-18 | 2019-11-07 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-18 | 2019-11-07 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-14 | 2015-04-14 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-14 | 2015-04-14 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-23 | 2011-12-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-08 | 2010-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Kwan Coral Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.