Tak Ming Yan
甄德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ming Yan (甄德明), a licensed former licensee with CE reference ATL832. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-21 | 2023-06-16 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-21 | 2023-06-16 |
| Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-24 | 2016-11-21 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-18 | 2012-09-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2010-03-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-29 | 2010-03-29 |