Wai Man Tam
譚慧雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Tam (譚慧雯), a licensed former licensee with CE reference APH713. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-28 | 2018-10-03 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2018-10-03 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-29 | 2011-05-31 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2009-09-07 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-24 | 2009-04-15 |