Chang Ming Choy
蔡燦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Ming Choy (蔡燦明), CE reference AAE127. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2013-03-05 | 2013-10-03 |
| China Value Investment Limited 中國價值投資有限公司 |
RO | Type 9 — Asset management | 2010-12-10 | 2012-08-31 |
| Cornucopia Capital Partners Limited 盈豐投資管理有限公司 |
RO | Type 9 — Asset management | 2007-07-19 | 2010-09-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-14 | 2007-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 5 — Advising on futures contracts | present | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 9 — Asset management | present | 2003-10-13 |