Chang Ming Choy
蔡燦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Ming Choy (蔡燦明), a licensed former licensee with CE reference AAE127. This person has 9.5 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 - Asset management | 2013-03-05 | 2013-10-03 |
| China Value Investment Limited 中國價值投資有限公司 |
RO | Type 9 - Asset management | 2010-12-10 | 2012-08-31 |
| Cornucopia Capital Partners Limited 盈豐投資管理有限公司 |
RO | Type 9 - Asset management | 2007-07-19 | 2010-09-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-14 | 2007-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-10-16 | 2007-04-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chang Ming Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.