William Ho Leung Lee
李浩良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ho Leung Lee (李浩良), CE reference AEL247. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-12 | 2024-09-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-31 | 2024-09-30 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 — Asset management | 2020-12-31 | 2024-09-30 |
| Veda Capital Limited 智略資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-09 | 2020-11-02 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-05 | 2017-09-12 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-05 | 2017-09-12 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-05 | 2017-09-12 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2016-08-05 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-04 | 2016-08-05 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-04 | 2016-08-05 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-01 | 2016-06-17 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2016-04-01 | 2016-06-17 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 4 — Advising on securities | 2014-10-23 | 2015-02-09 |
| IAM Legacy Limited 星安傳承有限公司 |
RO | Type 9 — Asset management | 2014-10-23 | 2015-02-09 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-20 | 2014-02-26 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 4 — Advising on securities | 2010-10-20 | 2014-02-26 |
| CC Finance Limited 思齊資本融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-20 | 2014-02-26 |
| CC SIF Advisory Limited |
RO | Type 6 — Advising on corporate finance | 2008-07-07 | 2014-02-26 |
| CC SIF Advisory Limited |
RO | Type 9 — Asset management | 2008-07-07 | 2014-02-26 |
| CC SIF Advisory Limited |
Rep | Type 4 — Advising on securities | 2008-01-18 | 2014-02-26 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-28 | 2010-10-20 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2010-10-20 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-28 | 2010-10-20 |