Wanhai Securities (HK) Limited
萬海證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wanhai Securities (HK) Limited (萬海證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ADS061. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 10 (total recorded over time: 54).
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Room 4036-4039, 40/F, Sun Hung Kai Centre, 30 Harbour Road, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (54)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Qiaosong Liu 劉喬松 | RO 1, 4 | 2020-04 | Present |
| Qi Wang 王奇 | RO 1, 4 Rep 1, 4 | 2023-12 | Present |
| Tsz Kin Yeung 楊子健 | RO 1, 4 Rep 1, 4 | 2025-11 | Present |
| Jianren Jin 金建人 | Rep 1, 4 | 2024-02 | Present |
| Xiaoting Li 李晓婷 | Rep 1, 4 | 2025-01 | Present |
| Yuan Li 黎育安 | Rep 1, 4 | 2026-03 | Present |
| Guanya Liu 刘冠亚 | Rep 1, 4 | 2026-04 | Present |
| Xiao Luo 羅晓 | Rep 1, 4 | 2024-07 | Present |
| You Sha 沙佑 | Rep 1, 4 | 2025-12 | Present |
| Wai Kwan Wong 黃煒君 | Rep 1, 4 | 2024-12 | Present |
| Yan Hu 胡燕 | Rep 1, 4 | 2024-09 | 2026-05 |
| Huiyuan Zhang 張惠源 | Rep 1, 4 | 2025-01 | 2025-12 |
| Yun Zheng 鄭韵 | Rep 1, 4 | 2025-02 | 2025-12 |
| Wai Nam Lai 黎偉男 | RO 1, 4 Rep 1, 4 | 2019-01 | 2023-01 |
| Chung Sing Michael Mou 繆頌聲 | RO 1, 4 | 2021-12 | 2023-01 |
| Wai Ling Chan 陳惠玲 | Rep 1 | 2016-09 | 2023-01 |
| Lai Yuk Chow 周麗玉 | Rep 1 | 2004-01 | 2023-01 |
| Chunni Wu 吳純妮 | Rep 1 | 2015-07 | 2023-01 |
| Yachuan Xu 徐亞川 | Rep 1, 4 | 2020-10 | 2022-08 |
| Zilin Lu 呂姿霖 | Rep 1 | 2021-09 | 2022-04 |
| Qinghua Lin 林清華 | Rep 1 | 2015-10 | 2022-03 |
| Steven Colin Poon | RO 1, 4 Rep 1, 4 | 2019-09 | 2021-09 |
| Steven Sheung Chi Wu 胡尚智 | Rep 1 | 2020-11 | 2021-05 |
| Luyang Liu 劉璐洋 | Rep 1 | 2020-03 | 2020-12 |
| Kin Chuen Wong 王健全 | Rep 1, 4 | 2020-05 | 2020-09 |
| Kwai Chiu Wong 王貴釗 | RO 1, 4 Rep 1 | 2018-08 | 2020-07 |
| Luke Lik Kwan Ho 何力鈞 | Rep 1 | 2018-06 | 2019-05 |
| Sai Kit Fung 馮世傑 | RO 1, 4 Rep 1, 4 | 2015-12 | 2018-12 |
| Chun Hong Pang 彭俊康 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2018-05 |
| Enzzo Ting Yu Tang 鄧廷宇 | Rep 1 | 2016-04 | 2018-03 |
| Stephen Fook Hon Lee 李復瀚 | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2017-12 |
| Li Zhang 張麗 | Rep 1 | 2016-10 | 2017-01 |
| Barry Kwok Wing Cheung 張國榮 | RO 1, 4 | 2015-02 | 2016-12 |
| Wai Kin Yeung 楊偉健 | Rep 1, 4 | 2015-10 | 2016-06 |
| Ming Him Lai 黎銘謙 | RO 1, 4 Rep 1, 4 | 2012-04 | 2016-03 |
| Iven Tak Leung Lai 黎德良 | RO 1, 4 | 2015-02 | 2016-01 |
| Ngai Wong 王巍 | Rep 1, 4 | 2012-02 | 2015-10 |
| Yau Fai Choy 蔡佑徽 | RO 1, 4 Rep 1 | 2012-03 | 2015-02 |
| Chak Ho Cheung 張澤浩 | Rep 1 | 2014-03 | 2015-01 |
| Nga Man Lam 林雅文 | Rep 1 | 2013-07 | 2014-12 |
| Kwok Fai Alferd Tong 湯國輝 | Rep 1 | 2014-03 | 2014-07 |
| Ming Hung Yeung 楊銘鴻 | Rep 1 | 2014-04 | 2014-07 |
| Wai Keung Tsang 曾偉強 | Rep 1, 4 | 2011-03 | 2014-06 |
| Chung Kam Chan 陳宗淦 | Rep 1, 4 | 2012-04 | 2014-05 |
| Shiu Chun Wong 黃兆珍 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Ka Ho Yu 余家豪 | Rep 1, 4 | 2012-04 | 2014-03 |
| Pauline Po Ling Chan Lo 陳羅寶靈 | RO 1, 4, 6, 9 Rep 1, 4 | Pre-2003 | 2014-03 |
| Benjamin Tsi Bun Lee 李錫斌 | Rep 1 | 2013-11 | 2014-02 |
| Kwong Chat Ho 何廣澤 | RO 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Ka Lun Choy 蔡嘉倫 | Rep 1 | 2013-05 | 2013-10 |
| Wen Huang Liu 劉文煌 | Rep 1 | 2012-08 | 2013-09 |
| Chi Ming Tsang 曾志明 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-02 |
| Gar Ho Karl Lai 黎家豪 | Rep 1 | 2010-02 | 2010-11 |
| Siu Hong Law 羅肇康 | Rep 1 | 2007-03 | 2008-02 |
Showing 1–54 of 54
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司