Siu Hong Law
羅肇康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Law (羅肇康), a licensed former licensee with CE reference ADT637. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-09 | 2009-05-31 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-09 | 2009-05-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-07 | 2008-09-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-12 | 2008-09-01 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-28 | 2008-02-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-09 | 2004-04-22 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-09 | 2004-04-22 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-14 | 2003-12-22 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-14 | 2003-12-22 |