Stephen Fook Hon Lee
李復瀚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Fook Hon Lee (李復瀚), a licensed former licensee with CE reference AAV396. This person has 14.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-29 | 2017-12-29 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-29 | 2017-12-29 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2014-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Fook Hon Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.