Steven Colin Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Colin Poon, a licensed former licensee with CE reference APL765. This person has 11.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-18 | 2021-09-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2019-09-18 | 2021-09-17 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-12 | 2019-09-18 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-12 | 2019-09-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-18 | 2017-08-31 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-18 | 2017-08-31 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-08-29 | 2017-07-28 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-21 | 2017-07-28 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-09 | 2017-07-28 |
| Peace Town Futures Limited 平和期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-09 | 2010-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Colin Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.