Pauline Po Ling Chan Lo
陳羅寶靈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Po Ling Chan Lo (陳羅寶靈), a licensed former licensee with CE reference ADS145. This person has 10.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-18 | 2014-03-03 |
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-18 | 2014-03-03 |
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-11-18 |
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-11-18 |
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-17 |
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-17 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Po Ling Chan Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.