Kwok Fai Alferd Tong
湯國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Alferd Tong (湯國輝), a licensed former licensee with CE reference AWC510. This person has 3.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-31 | 2014-07-04 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-11 | 2014-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Fai Alferd Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.