Bear Stearns Asia Limited

貝爾斯登亞洲有限公司
CE No. AAI359 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bear Stearns Asia Limited (貝爾斯登亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAI359. Current licensed staff on file: 0 (total recorded over time: 275). Earliest licence on file: 2005-11-29.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2010-04-28
Type 2 - Dealing in futures contracts 2005-11-29 2010-04-28
Type 4 - Advising on securities Pre-2003 2010-04-28
Type 5 - Advising on futures contracts 2005-11-29 2010-04-28
Type 6 - Advising on corporate finance Pre-2003 2008-10-16
Type 7 - Providing automated trading services Pre-2003 2008-10-16
Type 9 - Asset management Pre-2003 2008-10-16

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (275)

Active on date
Name Activities First licensed To
Christopher Lam Jung 曾俊文 RO 1, 2, 4, 5 2008-09 2009-11
William Kei Leung Lee 李基樑 RO 1, 2, 4, 5 2008-07 2009-11
Eric Alberto Castillo Rep 1, 2 2005-08 2009-11
Julien Chuard Rep 1, 2 2007-08 2009-11
Daniel Chik Chuen Fan 樊植全 Rep 4 2006-06 2009-11
Andrew Ye Yan Gu 顧燁彥 Rep 1, 2 2008-03 2009-11
Stephen Wood Kelly Rep 1 2008-01 2009-11
Fu Man Lau 劉富民 Rep 1, 2 2005-08 2009-11
Kan Wah Lau 劉勤華 Rep 1, 2, 4, 5 2008-09 2009-11
Mandy Yee Man Lau 劉漪汶 Rep 1, 2, 4, 5 2008-08 2009-11
Tsz Wing Lau 劉子頴 Rep 1, 2, 4, 5 2008-08 2009-11
Velda Lau 劉慧德 Rep 1, 2, 4, 5 2008-07 2009-11
Clara Chui Shan Law 羅翠珊 Rep 1, 2, 4, 5 2008-03 2009-11
Hok Lymn Lemuel Lee 李學林 Rep 1, 2 2005-04 2009-11
Karen King Wai Lee 李荊慧 Rep 1, 2 2006-02 2009-11
Tony Sai Kuen Lee 李世權 Rep 1, 2, 4, 5 2007-04 2009-11
Jean-Paul Linschoten Rep 1, 2, 4, 5 2008-07 2009-11
Vickie Wing Ki Lo 羅穎琦 Rep 4 2005-06 2009-11
Tarun Ram Makhija Rep 1, 2, 4, 5 2008-07 2009-11
Camille Modiano Rep 1, 2 2007-02 2009-11
Robert Nichols Rep 1, 2, 4, 5 2008-08 2009-11
Antoine Julien Pierre Saurel Rep 1, 2 2006-06 2009-11
David Charles Williams Rep 1, 2, 4, 5 2008-08 2009-11
Claudio Wong 王久昌 Rep 1, 2 2007-08 2009-11
Stephen Lawrence Woodrow Rep 1 2008-03 2009-11
Xiaoxi Xu 許曉曦 Rep 1, 2 2006-08 2009-11
Jerry Chan Yoon 尹燦 Rep 1, 2 2007-04 2009-11
Fufei Zhang 張符飛 Rep 1 2005-08 2009-11
Jeff Wei Zhang 張偉 Rep 1 2006-06 2009-11
Charlotte Wing Sze Tai 戴詠詩 Rep 1, 2, 4, 5 2008-08 2009-08
Dave Chi Wai Lam 林志偉 Rep 1, 4, 6, 7, 9 Pre-2003 2009-07
Jae Yoon Kim 金在潤 Rep 1, 2 2007-06 2009-06
Donough Thomas Murphy Rep 1, 2 2007-05 2009-05
Yee Fan Cheung 張懿帆 Rep 1, 2 2007-03 2009-05
Sun Do Kim 金善道 Rep 1 2007-05 2009-05
Andrew James Walters Rep 1 2007-04 2009-04
Pascal Jean-Louis Lambert RO 1, 4, 7 2008-01 2009-04
Wei Ming Lee Rep 1, 6 2007-12 2009-04
Alexander Wing Gey Tsun 秦榮基 Rep 1, 2 2006-06 2009-04
Wee Siang Lee 李偉祥 Rep 1 2005-09 2009-04
Henri P. B. Tissier de Mallerais Rep 1, 2 2006-01 2009-04
Tsui Yan Yeung 楊翠茵 Rep 1, 2 2007-04 2009-02
Jui-Wen Chang 張瑞紋 Rep 1, 2 2007-06 2008-12
Jazreel Yeun Yee Cheng 鄭婉儀 Rep 1, 2 2007-02 2008-12
Xianjie Geng 耿宪杰 Rep 1, 2 2007-04 2008-12
Soujit Ghosh Rep 1, 2 2007-01 2008-11
John James Moore RO 1, 4, 7 2007-12 2008-11
Philip Pit Lap Chiu 趙必立 Rep 1, 2 2006-03 2008-10
Gary Levent Erim RO 1, 2 2005-01 2008-10
Yoonbum Park 朴允凡 Rep 1 2007-10 2008-10
Maisie Mei See Ng 伍美詩 Rep 6 2007-09 2008-10
Man Hon Chan 陳文康 Rep 1, 2, 4, 5, 6, 7, 9 Pre-2003 2008-10
Terence Mun Chung Chow 周敏中 RO 6 Rep 6 2006-07 2008-10
Shek Chung Ho 何石中 Rep 1, 2, 4, 5, 6, 7, 9 Pre-2003 2008-10
Victor Yik Hang Ho 何奕恒 Rep 1, 2 2007-07 2008-10
Jialie Li 李佳列 Rep 1 2008-03 2008-10
Frank Tsao Yu Mao 毛昭宇 RO 1, 2, 4, 5, 6, 7, 9 Pre-2003 2008-10
Donald Wei Tang 唐偉 RO 1, 4, 6, 7, 9 Pre-2003 2008-10
Carrie Sau Chun Wong 王秀珍 Rep 1, 2, 4, 5, 6, 7, 9 Pre-2003 2008-10
Henry Siungai Woo 胡小毅 Rep 1, 2, 4, 5, 6, 7, 9 Pre-2003 2008-10
Mi Ying Woo 胡美英 Rep 1, 2, 4, 5, 6, 7, 9 Pre-2003 2008-10
Richard C Yang 楊志遠 Rep 1, 2 2007-03 2008-09
Zhengliang Yi 易正亮 Rep 1, 4 2007-04 2008-09
Michael Troy Duncan Rep 1 2008-03 2008-09
Kwan Pak Lai 黎君柏 Rep 1 2008-02 2008-09
Daina Wang 王黛娜 Rep 1 2008-04 2008-09
Yin Nga Choy 蔡燕雅 Rep 1, 2 2006-08 2008-09
Jon Pierre Loo Rep 1, 2 2006-11 2008-09
Gordon Leung Cheung 張亮 Rep 1, 2 2007-08 2008-08
Michael Bartus Bugel RO 1, 4 Rep 1, 2, 4 2006-08 2008-08
Elizabeth Anne Lucy Colback Rep 1, 4 2006-08 2008-08
Hugh Garway Garway-Templeman RO 1, 2, 4, 5, 7, 9 Rep 1, 4, 6, 7, 9 Pre-2003 2008-08
Gurinder Singh Kalra Rep 1, 4, 6, 7, 9 Pre-2003 2008-08
Sabrina Cheuk Yee Lam 林卓兒 Rep 1, 2 2007-11 2008-08
Dinesh Hiranand Moorjani Rep 1, 4, 6, 7, 9 Pre-2003 2008-08
Jie Kang 康捷 Rep 6 2004-05 2008-07
Beilin Xu 徐蓓琳 Rep 1, 4 2007-11 2008-07
Raoul Gustav Preller Rep 1, 2 2006-09 2008-07
Cyril Cannamela Rep 1, 2 2008-03 2008-07
Brian David Catton Rep 1, 2 2006-09 2008-07
Ritsubun Koda 黃田立文 RO 1, 2 Rep 1, 2 2007-11 2008-07
Yick Chung Lee 李易聰 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2008-07
Malcolm Hin-Ling Mui 梅軒寧 Rep 1 2007-06 2008-07
Minh Tien Phung 馮先明 Rep 1, 2 2007-06 2008-07
Howard Holmes Tomlinson RO 1 Rep 1 2006-07 2008-07
Angela Yi Feng Tsai 蔡逸棻 Rep 1, 4, 5 2006-08 2008-07
Roderik Cornelis van der Graaf Rep 1, 2 2007-10 2008-07
John Leonard Browning Rep 2 2008-01 2008-06
Vijaykumar Chander Rep 1 2007-04 2008-06
Larissa Anne Downes RO 4 Rep 1, 4, 6, 7, 9 Pre-2003 2008-06
Nicolas Gerard Rene Gallet Rep 1, 2 2006-08 2008-06
Siu Pang Hung 洪兆鵬 Rep 1, 2 2008-01 2008-06
Yong J Jin Rep 1, 2 2007-03 2008-06
Hyung Joon Kim Rep 1 2008-04 2008-06
Man Ki Kwan 關敏琪 Rep 1 2007-03 2008-06
Dehlia Dick Ngar Lai 黎迪雅 Rep 1, 2 2007-09 2008-06
Che Ho Lau 劉志豪 Rep 1, 2 2007-01 2008-06
Ching Long Lau 劉正朗 Rep 1, 2 2007-07 2008-06
Joseph Chun Kit Li 李駿傑 Rep 1 2005-08 2008-06
Kwok Ming Ma 馬國明 Rep 1, 2 2007-11 2008-06
Showing 1–100 of 275

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