Henry Siungai Woo
胡小毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Siungai Woo (胡小毅), a licensed former licensee with CE reference AAU939. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-06-20 | 2016-06-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-06-20 | 2016-06-30 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-05-15 | 2014-06-20 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2010-08-23 | 2013-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-02 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-12-02 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-15 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-15 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-15 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-15 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-15 |