Wee Siang Lee
李偉祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wee Siang Lee (李偉祥), a licensed former licensee with CE reference AMN563. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-02 | 2020-04-22 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-16 | 2019-02-28 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2018-10-16 | 2019-02-28 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-17 | 2018-10-16 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-17 | 2018-10-16 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2014-03-04 | 2017-07-12 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2014-03-04 | 2017-07-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-07 | 2014-02-18 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-27 | 2009-04-13 |