Mandy Yee Man Lau

劉漪汶
CE No. ALC103 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Yee Man Lau (劉漪汶), a licensed former licensee with CE reference ALC103. This person has 5.7 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 1 - Dealing in securities 2008-08-15 2009-11-23
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2008-08-15 2009-11-23
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 4 - Advising on securities 2008-08-15 2009-11-23
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 5 - Advising on futures contracts 2008-08-15 2009-11-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2006-01-04 2010-04-28
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2006-01-04 2010-04-28
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 - Dealing in securities 2004-08-17 2010-04-28
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 - Advising on securities 2004-08-17 2010-04-28

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mandy Yee Man Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tsz Wing Lau Bear Stearns Asia Limited 2008–2009
Tony Sai Kuen Lee Bear Stearns Asia Limited 2008–2009
William Kei Leung Lee Bear Stearns Asia Limited 2008–2009
Jean-Paul Linschoten Bear Stearns Asia Limited 2008–2009
Clara Chui Shan Law Bear Stearns Asia Limited 2008–2009
Velda Lau Bear Stearns Asia Limited 2008–2009
Tarun Ram Makhija Bear Stearns Asia Limited 2008–2009
Robert Nichols Bear Stearns Asia Limited 2008–2009
David Charles Williams Bear Stearns Asia Limited 2008–2009
Kan Wah Lau Bear Stearns Asia Limited 2008–2009
Christopher Lam Jung Bear Stearns Asia Limited 2008–2009
Charlotte Wing Sze Tai Bear Stearns Asia Limited 2008–2009
Eric Alberto Castillo Bear Stearns Asia Limited 2008–2009
Andrew Ye Yan Gu Bear Stearns Asia Limited 2008–2009
Xiaoxi Xu Bear Stearns Asia Limited 2008–2009
Claudio Wong Bear Stearns Asia Limited 2008–2009
Camille Modiano Bear Stearns Asia Limited 2008–2009
Julien Chuard Bear Stearns Asia Limited 2008–2009
Hok Lymn Lemuel Lee Bear Stearns Asia Limited 2008–2009
Karen King Wai Lee Bear Stearns Asia Limited 2008–2009
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