Raoul Gustav Preller

CE No. AJL240 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raoul Gustav Preller (), a licensed former licensee with CE reference AJL240. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-03-04 2018-04-13
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-03-04 2018-04-13
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 - Providing automated trading services 2015-03-04 2018-04-13
Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2008-10-20 2011-02-09
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 - Advising on securities 2008-07-14 2008-07-23
J.P. Morgan Securities (Far East) Limited Rep Type 4 - Advising on securities 2008-07-14 2008-07-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2008-07-14 2008-07-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 - Dealing in securities 2008-06-18 2008-07-23
J.P. Morgan Securities (Far East) Limited Rep Type 1 - Dealing in securities 2008-06-18 2008-07-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-06-18 2008-07-23
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 1 - Dealing in securities 2006-09-11 2008-07-23
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2006-09-11 2008-07-23
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2006-06-14 2006-08-16
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2004-02-09 2006-08-16

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