Charlotte Wing Sze Tai
戴詠詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Wing Sze Tai (戴詠詩), a licensed former licensee with CE reference ADX658. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-15 | 2009-08-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-15 | 2009-08-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-15 | 2009-08-10 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-08-15 | 2009-08-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-01-04 | 2009-08-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-04 | 2009-08-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2009-08-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2009-08-10 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | present | 2005-10-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | present | 2003-12-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-12-02 |