Carrie Sau Chun Wong
王秀珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Sau Chun Wong (王秀珍), a licensed former licensee with CE reference ACX079. This person has 15.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-30 | 2020-07-31 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-30 | 2020-07-31 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-22 | 2014-04-16 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-22 | 2014-04-16 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-18 | 2012-05-19 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-18 | 2012-05-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-01 | 2010-04-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-01 | 2010-04-14 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-01 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-12-01 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-10-01 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-09 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2008-10-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-09 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carrie Sau Chun Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.