Kwok Ming Ma
馬國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Ma (馬國明), a licensed former licensee with CE reference AQC165. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-05 | 2011-02-28 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-05 | 2011-02-28 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-30 | 2008-06-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-30 | 2008-06-30 |