Vickie Wing Ki Lo
羅穎琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vickie Wing Ki Lo (羅穎琦), a licensed former licensee with CE reference AME580. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-05-26 | 2021-11-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2015-05-26 | 2021-11-24 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-30 | 2009-11-23 |