John James Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John James Moore, a licensed former licensee with CE reference APZ212. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-14 | 2008-11-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-12-14 | 2008-11-11 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2007-12-14 | 2008-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John James Moore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.