Elizabeth Anne Lucy Colback
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Anne Lucy Colback ( ), a licensed former licensee with CE reference ANU302. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Horizon Asset International (HK) Limited | RO | Type 9 — Asset management | 2010-05-18 | 2011-01-31 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2008-12-01 | 2010-05-18 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-24 | 2008-08-01 |