Michael Bartus Bugel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Bartus Bugel ( ), a licensed former licensee with CE reference ABQ525. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-17 | 2012-06-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-17 | 2012-06-13 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-11 | 2010-07-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-11 | 2010-07-04 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-22 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 — Advising on securities | 2006-08-22 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-03 | 2006-08-22 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-03 | 2008-04-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-03 | 2006-08-22 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2004-08-26 | 2006-07-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-04 | 2006-07-19 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2003-05-27 |