Hong Kong SFC Licensed Firms Directory

TONGYANG Securities Hong Kong Limited CE AUF132 - inactive Taiwan Shin Kong Commercial Bank Co., Ltd. CE AVA162 - active Tenacity Partners Limited CE AVH224 - inactive TransPacific Group (Asia) Limited CE AWV018 - active, 6 staff TPG Capital, Limited CE AXV627 - active, 26 staff NewQuest Capital Advisors (HK) Limited CE AYP320 - inactive Two Sigma Asia Pacific, Limited CE BBA279 - active, 3 staff TradeMaster Securities (Hong Kong) Limited CE BHJ844 - active, 10 staff TTB Partners Limited CE BJE870 - active, 4 staff IP Investment Management (HK) Limited CE BCY137 - active, 4 staff TD Ameritrade Hong Kong Limited CE BJO462 - inactive Tiger Brokers (HK) Global Limited CE BMU940 - active, 43 staff YAX (Hong Kong) Limited CE BUT913 - active, 8 staff Topmore Commodities Limited CE AEM109 - inactive Unicorn Securities Company Limited CE ACD947 - active, 9 staff Valuable Asset Management Limited CE BOG117 - active, 12 staff WRise Prestige Asset Management Limited CE BSJ232 - active, 73 staff TSSP Hong Kong (A) Limited CE BON951 - active, 3 staff Thornburg Investment Management (Asia) Limited CE BPQ208 - active, 3 staff TradeGo Markets Limited CE BRO637 - active, 10 staff Toscafund HK Limited CE BRP874 - active, 7 staff M Science Hong Kong Limited CE BOT999 - active, 9 staff MCG Management Limited CE BCQ539 - active, 4 staff Panoptic Europe Limited CE BET503 - inactive Trend Up Investment (HK) Limited CE BTV513 - active, 14 staff Renascence Capital Limited CE BPN576 - inactive Legends Asset Management Limited CE AVF566 - active, 2 staff HGNH International Asset Management Co., Limited CE AXY831 - active, 16 staff Ti-Capital (HK) Asset Management Limited CE BUK423 - active, 2 staff Tikehau Capital Hong Kong Limited CE BUP803 - active, 4 staff Top One Global Capital Management Limited CE BUX664 - active, 11 staff Tianfu International Securities Group Company Limited CE BVD261 - active, 2 staff Trade Rise Limited CE BVH398 - active, 3 staff AIM Capital Consortium Limited CE BPK491 - active, 3 staff Times Capital Limited CE BVH430 - active, 3 staff Tenbase Securities Limited CE BVZ582 - active, 7 staff Ten Asset Management Limited CE BPL879 - active, 9 staff Prestige Asset Management Limited CE BHS708 - inactive TS Capital Partners (Hong Kong) Limited CE BWG267 - active, 2 staff Tower Capital Asia (HK) Limited CE BWH487 - active, 2 staff United World Securities (International) Limited CE AAI796 - inactive UOB Finance (HK) Limited CE AAI872 - inactive UniCredit Bank GmbH CE AAK827 - inactive United Overseas Bank Limited CE AAK840 - active UFJ Bank Limited CE AAL837 - inactive UFJ Investments Asia Limited CE AAO234 - inactive Uni-Crown Investment Limited CE AAV354 - inactive Union Securities Co CE ABT150 - inactive Union Bancaire Privee, UBP SA CE ABZ544 - active UBS AG CE AEP554 - active United Commerical Bank CE AEQ533 - inactive Uni-Alpha Securities Limited CE AFQ025 - inactive UOB Kay Hian Asia Limited CE AFR584 - inactive United World Online Limited CE ALB935 - inactive UBS International Hong Kong Limited CE ALO263 - inactive Union Securities Limited CE ALS493 - inactive Up Way Securities Limited CE BQF903 - inactive UTR8 Hong Kong Limited CE BUG395 - active, 3 staff Victorfield Securities Limited CE ABW751 - inactive Victory Enterprises (Investment) Limited CE ADW502 - inactive Virtu ITG Hong Kong Limited CE AHD810 - active, 9 staff Vinco Financial Limited CE ATY279 - active, 4 staff VTB Capital Plc CE ATY899 - inactive Viking Global Hong Kong Limited CE AVQ325 - active, 2 staff Volant Trading Hong Kong Limited CE AWS389 - inactive Volant Trading Asia Limited CE AWS404 - inactive Value Partners Technology Systems Limited CE BAW926 - inactive Venture Smart Asia Limited CE BCO369 - active, 9 staff CAM Wealth Management Company Limited CE AAJ999 - active, 3 staff Peace Town Futures Limited CE AAV551 - inactive Zhongrong PT Finance Limited CE ABF264 - inactive Bright Smart Asset Management Limited CE AYJ355 - active, 9 staff VSFG Asset Management Limited CE BRQ554 - active, 11 staff Softech Investment Management Company Limited CE AFT391 - active, 3 staff Varde Partners Hong Kong Limited CE BHS229 - inactive Vontobel Limited CE BIZ163 - inactive Velotrade Management Limited CE BJL007 - inactive Value Connect Limited CE BJM107 - inactive VCP Advisors (HK) Limited CE BOK076 - inactive VicAsset Advisors HK Limited CE BQT746 - inactive Vista Equity Partners Management (Hong Kong) Limited CE BRT511 - active, 5 staff Vesttoo Hong Kong Limited CE BSV533 - inactive VCA Capital Limited CE BTD990 - active, 2 staff Wyndham Capital Management Limited CE BIC600 - active, 2 staff Victory Fintech Company Limited CE BTF116 - active, 7 staff VisionStone Investment Management (Hong Kong) Co., Limited CE BTV856 - active, 3 staff Verition Advisors (Hong Kong) Limited CE BUH940 - active, 37 staff Privium Fund Management (HK) Limited CE BGR298 - active, 8 staff Capstone Investment Advisors (HK) Limited CE BRY492 - inactive Athos Capital Limited CE AYT237 - active, 12 staff Senrigan Capital Group Limited CE ATI601 - inactive True Partner Advisor Hong Kong Limited CE AVJ699 - active, 4 staff Westpac Banking Corporation CE AAA778 - inactive Winning & Company CE AAB463 - inactive Winfull Securities Limited CE AAB709 - active, 13 staff Wing Fat Securities Limited CE AAB885 - inactive WestLB Securities Pacific Limited CE AAG154 - inactive Wonder Face Fund Management Company Limited CE AAG754 - active, 4 staff Worldsec International Limited CE AAW904 - inactive Wing Yee Company CE ABF924 - inactive Wellfull Securities Company Limited CE ABH544 - active, 12 staff Wing Yip Company Limited CE ABX868 - inactive Wing Sang Securities Company Limited CE ABV490 - inactive Wo Fung Securities Company Limited CE ACS876 - active, 9 staff Wisetrade Securities Limited CE ACT271 - active, 1 staff Wader Securities Company Limited CE ADB049 - active, 3 staff Wilby Securities Limited CE ADS534 - inactive Wharton Investment Advisors Limited CE ADW473 - inactive Walco Securities Limited CE AEB994 - inactive Wai Fat Securities Limited CE AEC778 - inactive Wai Man Stock & Shares Company Limited CE AEL412 - active, 2 staff Winsome Stock Company Limited CE AEN177 - active, 4 staff Win Successful Securities Limited CE AEU916 - inactive Wachovia Bank, National Association (merged into Wells Fargo Bank (AGR456) in 3/2010) CE AEX067 - inactive WorldVest Capital Limited CE AFB493 - inactive Wang On Securities Limited CE AFC979 - active, 6 staff Wah Sang Securities Limited CE AFR395 - active, 1 staff Williams Securities Limited CE AFZ376 - inactive Wells Fargo Bank, National Association CE AGR456 - inactive Worldtop Securities Limited CE AHB517 - inactive Wing Tak Securities Limited CE AIB069 - inactive Winland Wealth Management Limited CE AIH361 - active, 11 staff Winning Securities Company Limited CE ALQ404 - inactive Woori Global Markets Asia Limited CE AOE788 - active Waterland Securities (HK) Company Limited CE ARV994 - inactive Winton Capital Asia Limited CE ASS608 - active, 3 staff Winco Securities Company Limited CE AUG476 - active, 3 staff Willis Towers Watson Securities (Hong Kong) Limited CE BED830 - inactive Welkin Capital Management (Asia) Limited CE BGH772 - active, 4 staff Ahead Asset Management Limited CE BSF946 - active, 3 staff Wingate Asset Management Limited CE BHD398 - active, 2 staff Wisdom Asset Management Limited CE BJC758 - active, 82 staff Zeta Capital (H.K.) Limited CE BGP562 - active, 7 staff Paragon Capital Management (HK) Private Limited CE BUX642 - active, 5 staff Wells Global Asset Management Limited CE BSI009 - active, 2 staff Win Harvest Asset Management Limited CE BFW675 - inactive WE Securities Limited CE BMQ962 - active, 2 staff Haitong Futures Hong Kong Limited CE BHD675 - inactive WE Asset Management Limited CE BKF788 - active, 2 staff WeShare Securities Limited CE BNC862 - active, 2 staff WeShare Asset Management Limited CE BMR592 - active, 5 staff Welab Bank Limited CE BOJ558 - active Win Win Asset Management (HK) Limited CE BOL522 - active, 4 staff 3V Capital Limited CE ALZ487 - inactive Wings Securities Limited CE BOU754 - active, 2 staff Warburg Pincus (Hong Kong) Limited CE BPE162 - active, 7 staff Winner Zone Asset Management Limited CE BRO369 - active, 38 staff HeungKong Capital Limited CE BJH993 - inactive Winro Management Limited CE BRV411 - active, 5 staff Wealth Harbour Investment & Management Co., Limited CE BRY475 - active, 5 staff KEC Capital Company Limited CE AVO785 - active, 4 staff Webot Securities Limited CE BSQ658 - active, 3 staff Zhongcai Asset Management Limited CE BBK284 - active, 7 staff Funde Investment Management Limited CE AOR747 - active, 2 staff WALDEN PARTNERS CAPITAL LIMITED CE BSZ140 - active, 2 staff Wicens International Securities Limited CE BVH151 - active, 2 staff Global CTA Services Investment (HK) Limited CE ARP905 - inactive Xeram and Company (Asia) Limited CE AFP819 - inactive Xin Tian Dou Asset Management Ltd CE BNA749 - inactive XCap Partners Limited CE BOP567 - active, 8 staff XTransfer Financial Services (HK) Limited CE BRQ300 - active, 4 staff Pine Star Asset Management Limited CE BBF537 - active, 2 staff Sino-Ocean Investment Management Limited CE BPC398 - active, 4 staff XinXi Asset Management (Hong Kong) Limited CE BWE918 - active, 10 staff Ying Kit Stock Company CE AAD422 - inactive Y. S. Law & Co. CE AAE263 - inactive Yu On Securities Company Limited CE AAH363 - inactive Yee Fat Securities Company Limited CE ABI117 - inactive Yue Shing Securities Company Limited CE ABL839 - inactive YUEXING SECURITIES COMPANY LIMITED CE ABN094 - active, 9 staff Yardley Securities Limited CE ACA858 - inactive Yan Yan Investment Limited CE ACA935 - inactive Yick Fung Securities & Investment Co. Limited CE AHC628 - inactive Yuki Asia Investments Co., Limited CE AWI759 - inactive Yue Kun Research Limited CE BBP186 - active, 4 staff Yinhua International Capital Management Limited CE BDO590 - active, 2 staff Fore Asia, Limited CE AJJ496 - inactive Aliantis Capital Limited CE APB096 - inactive Yango International Financial Holdings Limited CE BHN745 - active, 3 staff China Everbright Forex Limited CE AGV340 - inactive Yew Tree Limited CE BHQ297 - inactive Yubo Securities Limited CE BIC697 - active, 5 staff YG International Partners Limited CE BLH459 - inactive YH Securities (Hong Kong) Limited CE BMC886 - inactive Yaw Kai Financial Group Limited CE BNI747 - active, 3 staff Honor Asset Management Limited CE BGQ051 - inactive Yonghe Securities (Hong Kong) Limited CE BOH689 - inactive YuFeng Capital Limited CE BUE505 - active, 5 staff APlus Partners Asset Management Limited CE BND311 - inactive Gold Dragon Worldwide Asset Management Limited CE BJU614 - inactive Oneday Asset Management Limited CE BDP238 - inactive Amoeba Capital Advisors Limited CE BPY299 - active, 4 staff HX Innovation Capital Management Co. Limited CE BGL022 - inactive HT Capital Management Limited CE AEA446 - inactive China Metamorphosis Investment Limited CE BFS838 - inactive High Nine Asset Management Limited CE BEW823 - inactive Yino Asset Management Limited CE BUX837 - active, 5 staff Tribridge Investment Partners Limited CE AFI789 - inactive Xin Tian Fund Management Company Limited CE BAZ744 - inactive Fenex Capital Management Limited CE BCW555 - inactive Vered Asset Management Limited CE BLJ905 - active, 4 staff Sigma Management Limited CE BLT507 - active Wealthy Global Financial Asset Management Limited CE BIG473 - inactive Ziar & Company CE AAE350 - inactive Zurich Capital Markets Hong Kong Limited CE AHN477 - inactive ZBI Asia Limited CE AUH607 - inactive Zheshang International Financial Holdings Co., Limited CE BGD825 - active, 54 staff Guolian Securities International Capital Market Co., Limited CE BQU633 - active, 13 staff ZACD Financial Group Limited CE BHZ446 - inactive Zinvest Global Limited CE BJJ179 - active, 6 staff Zinvest Capital Management Limited CE BIC649 - active, 4 staff ZJKF Securities Investment (Hong Kong) Limited CE BOH234 - inactive ZA Bank Limited CE BOJ557 - active Zeus Securities (Hong Kong) Limited CE BVF580 - active, 2 staff 3 Capital Partners Limited CE BHP587 - active, 6 staff ASG Futures Limited CE ACY753 - inactive Barclays Capital Futures Hong Kong Limited CE ABN803 - inactive BANDS Financial Limited CE BFW669 - active, 15 staff Jefferies Bache (Hong Kong) Limited CE ABX154 - inactive Sucden Financial Limited CE AQD035 - inactive Forshine Asset Management Limited CE BIB570 - active, 6 staff Challenge Commodities Limited CE ABU346 - inactive China Nonferrous Metals Futures Company Limited CE ACI681 - inactive CMB International Insurance Consultancy Co., Limited CE AVX028 - inactive Charleswin Bullion Limited CE AXS019 - active, 4 staff Central China Asset Management Company Limited CE BHI931 - active, 2 staff Dashin Commodities Limited CE AEF424 - inactive Dayou Futures (HK) Company Limited CE BHF476 - inactive DA YUE Financial Group Limited CE BQE859 - active, 6 staff Zhongfu International Futures Co., Limited CE BPQ160 - active, 3 staff Grand International Futures Co., Limited CE BJQ086 - active, 2 staff Zheng Da International Financial Holding Limited CE BOP620 - active, 6 staff Easy Trading Online Limited CE BWD171 - active, 2 staff Hong Kong ChengShan Asset Management Limited CE BVF986 - active, 2 staff GBS International Financial Limited CE ASP973 - inactive Hantec Futures Limited CE ARV980 - active, 21 staff Hantec Wealth Management Company Limited CE BSF395 - active, 20 staff Huaxin Futures Limited CE BFX384 - inactive ITF Holdings Co., Limited CE BID804 - inactive Innovax Futures Limited CE BNS087 - inactive J.P. Morgan Futures Hong Kong Limited CE ACT630 - inactive Jintian International Financial Services Limited CE BLO133 - inactive King Fook Commodities Company Limited CE AAG370 - inactive Lehman Brothers Futures Asia Limited CE ACN180 - inactive Luk Fook Futures (HK) Limited CE AXW976 - active, 50 staff Luk Fook Asset Management (HK) Limited CE BAE825 - active, 11 staff Shun Loong Forex Company Limited CE ACJ247 - inactive Lion Futures Limited CE BID234 - inactive Luzheng International Futures Limited CE BNU946 - inactive Minmetals Financial Services Limited CE BMV692 - active, 8 staff