Unicorn Securities Company Limited

益群證券有限公司

CE No. ACD947 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Unicorn Securities Company Limited (益群證券有限公司), a Hong Kong-based licensed corporation with CE reference ACD947. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 9 - Asset management. Current licensed staff on file: 9 (total recorded over time: 19). Earliest licence on file: 2017-02-08.
Category:: Sell side · Brokerage ?
Registered address:: 502 General Commercial Building, 156-164 Des Voeux Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 2 - Dealing in futures contracts	2018-07-13	present
Type 9 - Asset management	2017-02-08	present
Type 4 - Advising on securities	2017-02-08	2021-08-05
Type 4 - Advising on securities	Pre-2003	2004-11-30
Type 6 - Advising on corporate finance	Pre-2003	2004-11-30
Type 9 - Asset management	Pre-2003	2004-11-30

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Colin Kar Lun Chan 陳家倫	RO 1, 4, 6, 9	Pre-2003	Present
Fang-Ming Jao 饒方敏	RO 2, 4, 9 Rep 1	2015-03	Present
Meng Yu Jao 饒孟友	RO 1, 2, 9	2015-07	Present
Shun-Hui Chiou 邱舜慧	Rep 1	2025-12	Present
Joel Kin Pong Ho 何健邦	Rep 1	2007-09	Present
Kuan Yu Lo 羅冠宇	Rep 1	2025-09	Present
Yuet Wah So 蘇悅華	Rep 1, 4, 6, 9	Pre-2003	Present
Hui-Chi Wang 王慧琦	Rep 1	2025-09	Present
Mei Yung Wong 黃美蓉	Rep 1, 4, 6, 9	Pre-2003	Present
Ching Chi Ng 吳清池	Rep 1	2016-11	2024-10
Yanni Duan 段燕妮	Rep 1, 9	2024-02	2024-10
Yung Yung So 蘇榕熔	RO 1 Rep 1	2011-08	2022-08
Ying-Chau Huang 黃盈超	Rep 1, 4, 9	2017-12	2021-04
Ching-Cheng Yang 楊欽城	Rep 1	2015-03	2020-09
Li-Min Chien 簡利珉	Rep 1	2015-09	2016-02
Hoi Shu Chan 陳海樹	RO 1, 4, 6, 9	Pre-2003	2015-10
Bo Wah Chan 陳寶華	Rep 1, 4, 6, 9	Pre-2003	2010-09
Shu Pang Hui 許樹鵬	Rep 1, 4, 6, 9	Pre-2003	2010-09
Vincento Wai Hung Lo 盧偉鴻	Rep 1, 4, 6, 9	2003-05	2009-03