Unicorn Securities Company Limited
益群證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Unicorn Securities Company Limited (益群證券有限公司), CE reference ACD947. Currently licensed for regulated activity type(s) 1, 2, 9. Current licensed staff on file: 9.
Registered address
502 General Commercial Building, 156-164 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2018-07-13 | present |
| Type 9 — Asset management | 2017-02-08 | present |
| Type 4 — Advising on securities | 2017-02-08 | 2021-08-05 |
| Type 4 — Advising on securities | present | 2004-11-30 |
| Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Type 9 — Asset management | present | 2004-11-30 |
Licensed staff (9)
As of
| Name | Activities | Since |
|---|---|---|
| Colin Kar Lun Chan 陳家倫 | RO 1 | Pre-2003 |
| Fang-Ming Jao 饒方敏 | RO 2, 9 Rep 1 | 2018-07 |
| Meng Yu Jao 饒孟友 | RO 1, 2, 9 | 2018-07 |
| Shun-Hui Chiou 邱舜慧 | Rep 1 | 2025-12 |
| Joel Kin Pong Ho 何健邦 | Rep 1 | 2007-09 |
| Kuan Yu Lo 羅冠宇 | Rep 1 | 2025-09 |
| Yuet Wah So 蘇悅華 | Rep 1 | Pre-2003 |
| Hui-Chi Wang 王慧琦 | Rep 1 | 2025-09 |
| Mei Yung Wong 黃美蓉 | Rep 1 | Pre-2003 |
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