Thornburg Investment Management (Asia) Limited
尚渤投資管理(亞洲)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thornburg Investment Management (Asia) Limited (尚渤投資管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference BPQ208. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 8). Earliest licence on file: 2020-10-20.
- Formerly known as:
-
Thornburg Investment Management (Asia) Limited 尚博投資管理(亞洲)有限公司 (until 2020-06-08)
- Category:
-
Buyside · Asset management ?
- Registered address:
- 3565 Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
- Website:
- LinkedIn:
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Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2020-10-20 | present |
| Type 9 - Asset management | 2022-09-30 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Ye Yan Gu 顧燁彥 | RO 1, 9 | 2020-10 | Present |
| Jonathan David Schuman | RO 9 | 2025-05 | Present |
| Qi Shen 沈琦 | RO 1 Rep 1, 9 | 2022-09 | Present |
| Phillip Brent Gronniger | Rep 1 | 2026-09 | Present |
| Joshua Nathan Rubin | Rep 1 | 2026-04 | 2026-04 |
| Christian Hoffmann | Rep 1 | 2024-11 | 2025-09 |
| Yong Zhang 張勇 | RO 1, 9 | 2020-10 | 2024-06 |
| Huixian Yong 永恵嫻 | Rep 1, 9 | 2022-10 | 2024-05 |
Showing 1–8 of 8
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