Thornburg Investment Management (Asia) Limited
尚渤投資管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thornburg Investment Management (Asia) Limited (尚渤投資管理(亞洲)有限公司), CE reference BPQ208. Currently licensed for regulated activity type(s) 1, 9. Current licensed staff on file: 3.
Registered address
3565 Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-10-20 | present |
| Type 9 — Asset management | 2022-09-30 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Andrew Ye Yan Gu 顧燁彥 | RO 1, 9 | 2022-09 |
| Jonathan David Schuman | RO 9 | 2025-05 |
| Qi Shen | RO 1 Rep 9 | 2024-08 |
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