UOB Finance (HK) Limited
大華金融(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UOB Finance (HK) Limited (大華金融(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAI872. Current licensed staff on file: 0 (total recorded over time: 3).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2006-02-10 |
| Type 4 - Advising on securities | Pre-2003 | 2006-02-10 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2006-02-10 |
| Type 9 - Asset management | Pre-2003 | 2006-02-10 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sek Yuen Kwong 鄺錫源 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Tze Leung Chan 陳子亮 | RO 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Poon Wing Tang 鄧本榮 | RO 1, 4, 6, 9 | 2005-03 | 2005-12 |
Showing 1–3 of 3